Partner, Chief Compliance Officer, Director of Trading, Wealth Advisor
Carrie has overall responsibility for the firm’s compliance and trading programs. She makes sure compliance frameworks are in place so that the firm mitigates risk by remaining compliant with securities laws. She works closely with the firm’s wealth advisors and implements portfolio decisions so that client assets are invested according to their customized investment solutions. She is also responsible for trading and rebalancing client portfolios.
Carrie started her financial services career in 1995 at Water Street Capital, and has since held trading, analyst and operations roles there and at Ergon Capital.
Carrie graduated Magna Cum Laude with an MBA from University of North Florida. She also holds a BBA degree, with a major in finance and a minor in accounting, from Florida State University.
In her spare time, Carrie enjoys all outdoor activity and is active in community service in the Jacksonville area.