Carrie King, IACCP®
Partner, Chief Compliance Officer, Wealth Advisor
Carrie is dedicated to ensuring the firm's clients receive top-tier service through robust compliance, and efficient operations and trading programs. Her role focuses on maintaining strong compliance frameworks to safeguard client assets and ensure the firm adheres to all securities laws. Carrie is passionate about exploring and implementing innovative solutions that enhance efficiency and expand the range of tools and services available to the firm’s clients.
With 30 years of experience in financial services, Carrie has extensive industry knowledge. She began her career at Water Street Capital in 1995, where she held trading, analysis, and operations roles. She also gained experience working as a securities trader at Ergon Capital. This background enables her to work closely with Ullmann Wealth Partners’ wealth advisors to ensure client assets are managed according to their personalized investment strategies.
Carrie graduated Magna Cum Laude with an MBA from the University of North Florida and holds a BBA in Finance with a minor in Accounting from Florida State University.
Outside of work, Carrie enjoys traveling, kayaking, playing pickleball, and spending time with her family. She also actively participates in community service in the Jacksonville area.
In her spare time, Carrie enjoys all outdoor activity and is active in community service in the Jacksonville area.